Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gil Leano | 2650052 | 6 | 04/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tareek Brown | 7220171 | 4 | 04/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tareek Brown | 7220171 | 4 | 04/14/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Davie B Ambrose | 1580051 | 3 | 04/02/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Paul Andrew Christensen | 1992066 | 6 | 03/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carolyn Burwell | 5283147 | 6 | 03/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| German Lopez | 6159698 | 3 | 03/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rachanee Nicole Jackson | 6621774 | 4 | 03/24/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Herman Edward Harris | 7609487 | 2 | 03/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Renee Simpson | 7687208 | 4 | 03/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |