Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stefanie June Velez | 7593281 | 3 | 08/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrea Lynn Hartung | 7729376 | 3 | 08/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Regina Elaine Nichols | 2795764 | 3 | 08/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Janice Ann Foster | 4806352 | 1 | 07/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Frank Bevilacqua | 2221892 | 6 | 06/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Christensen | 1992066 | 6 | 06/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Ray Goodlow | 5524686 | 3 | 05/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edwin G Kaiser | 1566753 | 10 | 05/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rachanee Nicole Jackson | 6621774 | 4 | 05/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Christensen | 1992066 | 6 | 04/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |