Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Constant Walter Watson | 2730663 | 4 | 03/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| German Lopez | 6159698 | 3 | 03/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Marie Wilson | 7893360 | 2 | 03/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lyhen Fiallo | 4579582 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric A Fiallo | 5123703 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Emile Cilien | 6774148 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexis Maria Beeson | 2610791 | 1 | 03/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent Richard Preston | 2376113 | 1 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori Preston | 4852483 | 1 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Morgan Nichole Scott | 7324354 | 1 | 02/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |