Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dylan Nino | 6926444 | 1 | 04/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Turner | 6136111 | 1 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chanika Turner | 6220604 | 1 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Tramell Ross | 6890620 | 2 | 04/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Michael Louk | 2983069 | 2 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noelia Rosana Riquelme Ramirez | 6192794 | 1 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Costello | 2584576 | 2 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Telmo Veiga Galvao | 2134366 | 3 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marshall C Gudgel | 4426394 | 1 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gustavo Adolfo Gonzalez | 4072318 | 1 | 03/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |