Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tonya Patrick | 5817029 | 1 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tanya Lynn Searcy | 4942837 | 2 | 04/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alex Santana | 4561702 | 2 | 04/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Santana | 4571865 | 1 | 04/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hector Aristizabal | 4788432 | 6 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Renee Marie Delgado | 5652746 | 1 | 04/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore Flores | 6858986 | 1 | 04/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Regla Prieto | 5739999 | 1 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Barbee | 6739996 | 5 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Richard Corcoran | 2103788 | 1 | 04/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |