Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Barbee | 6739996 | 5 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Morgan Backus | 7641404 | 1 | 06/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcell Maurice Russell | 6916649 | 3 | 05/31/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Harold Stumbo | 1505092 | 5 | 05/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Davis | 7233699 | 1 | 05/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hans Boehm | 2835609 | 3 | 05/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shashe Shawishi Pigram | 6325419 | 1 | 05/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cordell Lee Blair | 2616122 | 3 | 05/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reggy Moore Baptiste | 5717399 | 1 | 05/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Gene Lopez | 6194050 | 1 | 05/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |