Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alvin Leroy Miller | 3248292 | 5 | 12/03/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Viola Pressley | 2668066 | 2 | 09/10/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carolyn Cook | 4352498 | 4 | 06/19/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerome Odell Sykes | 2474916 | 4 | 06/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 05/01/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oscar Alfonso | 1533222 | 8 | 02/23/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lydell Ashe | 5805264 | 5 | 02/17/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerome Odell Sykes | 2474916 | 4 | 12/18/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra Kay Pardo | 4236567 | 8 | 12/11/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Buchanan | 6442508 | 4 | 12/03/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |