Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Buchanan | 6442508 | 4 | 04/04/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Constant Walter Watson | 2730663 | 8 | 03/20/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 02/01/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alvin Leroy Miller | 3248292 | 5 | 12/18/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Eugene Hutcheson | 2957181 | 7 | 12/04/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Buckley Cowart | 2286625 | 2 | 11/22/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Felix Cooks | 2735148 | 5 | 11/15/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Eugene Hutcheson | 2957181 | 7 | 11/03/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Lusk Gist | 1727210 | 13 | 10/26/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 10/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |