Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mary Jo Fisher | 2010009 | 6 | 09/17/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Orlando Jerome Hardman | 2125536 | 2 | 08/20/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Carolyn Cook | 4352498 | 4 | 02/25/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Samirah Abdul-Alim | 1863193 | 1 | 08/23/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dari Yvan Wardrussell | 2917545 | 4 | 08/02/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Camerino Angulo Hernandez | 1330606 | 2 | 07/17/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Betty Carol Smith | 1474256 | 7 | 01/14/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Michael Miles | 2516723 | 1 | 03/17/1983 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |