Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Darell Alexander | 2033932 | 2 | 03/19/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Scott Jenkins | 6013137 | 5 | 10/06/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra Kay Pardo | 4236567 | 8 | 09/14/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sherman Wilcott | 1272372 | 4 | 08/16/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Lusk Gist | 1727210 | 13 | 07/11/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Sherman Wilcott | 1272372 | 4 | 04/06/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph H Savage | 6137036 | 2 | 02/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 09/01/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Betty Carol Smith | 1474256 | 7 | 03/03/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leroy Leranize Oscar | 1561757 | 9 | 05/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |