Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Odell Sykes | 2474916 | 4 | 12/18/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra Kay Pardo | 4236567 | 8 | 12/11/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Buchanan | 6442508 | 4 | 12/03/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Valincenia Griggs Shannon | 1540284 | 8 | 10/17/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| MacEo Barry Jones | 2391060 | 1 | 08/25/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Lusk Gist | 1727210 | 13 | 07/02/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Betty Carol Smith | 1474256 | 7 | 07/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Charles Ward | 2598797 | 3 | 03/05/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Michael Roussis | 1422948 | 2 | 02/10/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Connie Lynn Davis | 1852821 | 1 | 03/27/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |