Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Buchanan | 6442508 | 4 | 09/13/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carolyn Cook | 4352498 | 4 | 07/19/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leopold Garcia | 2462026 | 9 | 07/10/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dayna Rose Byrd-Mattress | 2632282 | 3 | 06/15/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron Leonard Young | 2146028 | 5 | 05/19/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John David Cujak | 2894424 | 2 | 03/23/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dawn Cherie Talmadge | 5867146 | 5 | 03/21/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin L Dean | 2604476 | 6 | 03/02/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Lusk Gist | 1727210 | 13 | 01/14/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dayna Rose Byrd-Mattress | 2632282 | 3 | 11/04/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |