Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Angel Lazo | 5698610 | 2 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cameron Borowiec | 6723928 | 4 | 07/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paulette Boehms Christensen | 4386067 | 2 | 07/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Garrick K Nagao | 6191439 | 1 | 06/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Wayne Howell | 4348610 | 1 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cassia Joy Davis | 7299693 | 1 | 06/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Hall | 7365435 | 2 | 06/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Keith Cardwell | 4279728 | 3 | 06/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harold Anthony Davis | 4454979 | 3 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Horby Lopez | 6616021 | 4 | 06/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |