Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evelyn Berroyer | 4949551 | 6 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evelyn Berroyer | 4949551 | 6 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guillermo David Toledo | 7305750 | 7 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guillermo David Toledo | 7305750 | 7 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guillermo David Toledo | 7305750 | 7 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Stacy | 7837389 | 15 | 04/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sithambara Sritharasarma | 6725977 | 8 | 04/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Filomena Lerias Selor | 1359058 | 8 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Rozzell | 2501647 | 2 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Larios Delgado | 6611149 | 7 | 04/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |