Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Evelyn Berroyer | 4949551 | 6 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephanie Oliver | 7622522 | 1 | 05/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tracy Denise Lanier | 4708032 | 2 | 05/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Thomas Grant | 6839427 | 1 | 05/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven L Wilson | 7221697 | 1 | 05/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paulon Eton Britt | 4908736 | 1 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Maureen Eliza Flores Coloma | 6371856 | 7 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Muminah R Abdul-Malik | 5510900 | 1 | 05/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Gerry Diaz | 2587380 | 2 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Evelyn Berroyer | 4949551 | 6 | 04/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |