Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deanna Carriero | 6529078 | 5 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Ann Kirk | 4034247 | 5 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald David Stockwell | 5845127 | 4 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Jose Gomez-Rivera | 2758993 | 2 | 05/29/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Monica Ramirez Onisick | 4512565 | 1 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Tyler | 6180762 | 2 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Schulte-Swick | 7158578 | 1 | 05/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Darryl Blackwell | 1610800 | 3 | 05/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Duran | 7676671 | 1 | 05/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Evelyn Berroyer | 4949551 | 6 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |