Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique E Suarez | 6906968 | 1 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Rommel Monteclaro Diola | 7369687 | 2 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Marie Niggebrugge | 7790180 | 1 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damien Marcel Myers | 5602385 | 1 | 06/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Sanchez | 6167019 | 3 | 06/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Huan Yih Lim | 6815614 | 9 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |