Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Leonardo Fernandez | 7911214 | 1 | 07/12/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cristian A Patino | 6769051 | 9 | 07/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Stanley Sigg | 4775187 | 1 | 07/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Welsch | 6012671 | 3 | 07/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Joyce | 5847720 | 7 | 07/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Tolliver | 2189563 | 3 | 07/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dail Robertson | 6242856 | 12 | 06/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Richardson | 1402594 | 2 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego de La Cueva Ortellado | 6341429 | 3 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Laymon Turner | 7295850 | 5 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |