Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Agustin Tonsay | 6193442 | 9 | 01/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Powell | 5778879 | 5 | 01/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexeiv Alfonzo Martinez | 6999013 | 6 | 01/29/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonesia Shauntel Turner | 7783335 | 2 | 01/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Anne Sivori | 2479395 | 1 | 01/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Regina Elaine Nichols | 2795764 | 3 | 01/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Powell | 5778879 | 5 | 01/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Powell | 5778879 | 5 | 01/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Esther Aguiamos | 6985550 | 10 | 01/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Leena L Edgar | 7851576 | 3 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |