Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Wayne Good | 6759179 | 2 | 10/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Rose Horan | 7290996 | 1 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele A Kisenwether | 5712500 | 1 | 10/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell Wayne Porter | 6120510 | 1 | 10/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Carriero | 6529078 | 5 | 10/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dulcie Andrea Docherty-Corletto | 6169819 | 1 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Cedric Farris | 7327577 | 2 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natalie Pauline Rivera | 2770801 | 10 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Alberto Arias Caballero | 7404179 | 1 | 09/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharmaine Deborah Guy | 2665246 | 3 | 09/26/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |