Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Joyce | 5847720 | 7 | 11/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jennifer Heras | 6765093 | 1 | 11/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donna Mary Fykes | 2854035 | 7 | 11/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cassandra Cyril | 7264876 | 8 | 11/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Danielle R Glover | 6398240 | 2 | 11/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Alfons Grace | 2130796 | 1 | 11/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Victoria A Prince | 6749964 | 1 | 11/14/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Deidre Darlene Knighten | 6784816 | 1 | 11/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Evelyn Berroyer | 4949551 | 6 | 11/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephanos Ignatios Tragellis | 6294526 | 10 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |