Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanos Ignatios Tragellis | 6294526 | 10 | 11/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thaddeus Lozensky | 6891006 | 6 | 11/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Joyce | 5847720 | 7 | 11/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Joyce | 5847720 | 7 | 11/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Lee Grant | 7518076 | 1 | 11/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Joyce | 5847720 | 7 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherley Legerme | 6084480 | 1 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Dawn Bond | 7538629 | 1 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lanai Elise Alphonse | 7795465 | 1 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Joyce | 5847720 | 7 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |