Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yaima Delgado | 6600530 | 2 | 12/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Agustin Tonsay | 6193442 | 9 | 12/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sean Yandell | 6226869 | 5 | 12/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Lynn Hettinger | 6770593 | 1 | 12/05/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 12/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rasheen Wyn Sinclair | 5128441 | 1 | 12/01/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kadie Lynn Berry | 7665987 | 4 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Annette Bass | 7403541 | 6 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elvira Lira-Ortega | 5930172 | 1 | 11/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dail Robertson | 6242856 | 12 | 11/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |