Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Richard Shoffeitt | 4736962 | 9 | 03/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 03/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 03/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Maria Lloyd | 6171734 | 3 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelica Tucker | 7716822 | 1 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Marshall | 4547377 | 4 | 02/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Pancho Tomambo | 3190533 | 11 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dail Robertson | 6242856 | 12 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dail Robertson | 6242856 | 12 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Farmen | 6713751 | 1 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |