Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shantania Twylane Loving | 4018182 | 4 | 04/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lisa Renee Monpere-Cruz | 5701694 | 1 | 04/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eric Gonzalez | 4670642 | 1 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Walter Charles | 5968066 | 5 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kashundra Magby Brewer | 7279603 | 10 | 03/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jennifer Michelle Levengood | 7553498 | 1 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephanos Ignatios Tragellis | 6294526 | 10 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joey Luis Rosa | 7310690 | 4 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rodney Damon Smith | 5095021 | 2 | 03/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Abel Rangel Jr | 5398052 | 9 | 03/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |