Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rudy D Souffrant | 5798166 | 2 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Abel Rangel Jr | 5398052 | 9 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sheila Marlene Chittams | 6985360 | 9 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Monica Alsobrook | 3168366 | 2 | 04/24/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Wayne Lloyd Starr | 5601379 | 10 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Walter Charles | 5968066 | 5 | 04/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donna Mary Fykes | 2854035 | 7 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wayne Lloyd Starr | 5601379 | 10 | 04/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wayne Lloyd Starr | 5601379 | 10 | 04/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Walter Charles | 5968066 | 5 | 04/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |