Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sylvia S Henry | 6789497 | 7 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Lloyd Starr | 5601379 | 10 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Roger Berg | 5558755 | 4 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Evan Gwynes | 6168941 | 6 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Ann Kirk | 4034247 | 5 | 05/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Burrows | 2622078 | 7 | 05/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fern Mara Tamborra | 2900137 | 3 | 05/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Carriero | 6529078 | 5 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall Ray Manahan | 7828011 | 3 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Barnes Wilson | 5646028 | 1 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |