Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joshua Evan Gwynes | 6168941 | 6 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sheila Marlene Chittams | 6985360 | 9 | 05/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Filomena Lerias Selor | 1359058 | 8 | 05/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard D Escamilla | 5529777 | 5 | 05/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard D Escamilla | 5529777 | 5 | 05/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard D Escamilla | 5529777 | 5 | 05/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Julian Pascua | 6746412 | 1 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Luis Javier Davila | 7354998 | 1 | 05/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tyisha Juanita Williamson | 7408210 | 1 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Leslie Ann Kirk | 4034247 | 5 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |