Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Eileen Higgins | 6365254 | 11 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Lloyd Starr | 5601379 | 10 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mauricio Marin | 6760346 | 1 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Esther Aguiamos | 6985550 | 10 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Antrop-Gonzalez | 7681661 | 5 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Lloyd Starr | 5601379 | 10 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joey Luis Rosa | 7310690 | 4 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chonita Dae Rose | 7651092 | 2 | 06/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Lloyd Starr | 5601379 | 10 | 06/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Vaughn | 3023126 | 3 | 06/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |