Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Balderas | 7257916 | 4 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Pancho Tomambo | 3190533 | 11 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Vaughn | 3023126 | 3 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Azucena Hinojosa Diosdado | 5644024 | 1 | 06/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Annette Bass | 7403541 | 6 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Sean Yandell | 6226869 | 5 | 06/24/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Esther Aguiamos | 6985550 | 10 | 06/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudette Elene Tull | 4381245 | 1 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Christopher Ventura | 5652876 | 5 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Lloyd Starr | 5601379 | 10 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |