Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Owen | 4707899 | 15 | 06/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Christodoulou | 7537200 | 6 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronda Marable Carson | 6787793 | 2 | 06/03/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Castagna | 3081014 | 6 | 06/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gil Leano | 2650052 | 4 | 05/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dail Robertson | 6242856 | 13 | 05/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dameron | 1641769 | 8 | 05/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Dameron | 1641769 | 8 | 05/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edwin G Kaiser | 1566753 | 9 | 05/27/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eloise Ione Lemay | 2610468 | 1 | 05/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |