Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy L Wyse | 6920868 | 9 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony William Miehle | 4393173 | 2 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Grace Schapero | 7356210 | 2 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Castro Luna | 2594802 | 7 | 07/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Francis Cocco | 5078930 | 1 | 07/10/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ernesto Esqueda | 2564701 | 2 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth A Farmer | 5601373 | 1 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roger E Austin | 7224940 | 1 | 07/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Richard Sepulveda | 5772201 | 1 | 07/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall B Hunt | 7189930 | 6 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |