Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Pancho Tomambo | 3190533 | 11 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crandall Craigen | 5650639 | 2 | 07/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Lloyd Starr | 5601379 | 10 | 07/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Pancho Tomambo | 3190533 | 11 | 07/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norbert Smith | 7000708 | 1 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guy Murray | 1921998 | 1 | 07/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Carlton Quinn | 2915249 | 2 | 07/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Nicole Chaudoin | 7675212 | 1 | 07/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Esther Aguiamos | 6985550 | 10 | 07/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall B Hunt | 7189930 | 6 | 07/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |