Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Lloyd Starr | 5601379 | 10 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Kaiser | 6585596 | 1 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janice Lynne Martin | 7668050 | 9 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Balderas | 7257916 | 4 | 08/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Margarito Flores | 6352658 | 2 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Margarito Flores | 6352658 | 2 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Jothan | 6455413 | 1 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlotte Devor Oslund | 7330053 | 5 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward M Curbelo | 4276821 | 1 | 08/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Michael Coring | 3007312 | 4 | 08/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |