Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Henry Leupold | 6004666 | 1 | 09/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy L Wyse | 6920868 | 9 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kedra Shanese Steave | 7115992 | 1 | 09/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Willie Edward Simons | 6600140 | 1 | 09/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Balderas | 7257916 | 4 | 09/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelica A Magno | 2182135 | 6 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvia S Henry | 6789497 | 7 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Marlene Chittams | 6985360 | 9 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberta Frances Latham | 4363220 | 3 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Sanchez | 6167019 | 3 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |