Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrea Deepe | 6730767 | 1 | 12/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karl David Menard | 3041165 | 1 | 12/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvia S Henry | 6789497 | 7 | 12/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joe L Chapman | 6061165 | 1 | 12/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Eliza Flores Coloma | 6371856 | 7 | 12/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Simpson | 7687208 | 4 | 12/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Pusateri | 4407427 | 1 | 12/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aronissa Markita Harris | 3169602 | 6 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marilou Isleta Tomambo | 4494916 | 4 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Frank Casco | 5829226 | 14 | 11/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |