Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cecil Leonard Bromell | 1798964 | 6 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Roger Berg | 5558755 | 4 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Marie Reno | 7451470 | 6 | 12/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachael Jean Atkins | 7331238 | 1 | 12/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanos Ignatios Tragellis | 6294526 | 10 | 12/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 12/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Nan Uptegraph | 3149439 | 1 | 12/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Antrop-Gonzalez | 7681661 | 5 | 12/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Isabella Fiorillo | 6411376 | 2 | 12/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alicia Daisy Brown | 2618554 | 4 | 12/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |