Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melanie Sue Johnson | 4551226 | 5 | 02/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rocio Tovar Rodriguez | 5832113 | 3 | 02/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent David Facemire | 4749127 | 1 | 02/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Armando Ramos Moreno | 6920823 | 1 | 02/14/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tricia Wright | 6784852 | 2 | 02/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David T Noble | 5013495 | 1 | 02/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Owen | 4707899 | 17 | 02/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Frank Casco | 5829226 | 14 | 02/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tricia Wright | 6784852 | 2 | 02/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reynaldo Kyone Lindofuller | 7479121 | 5 | 02/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |