Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Amy Lynn Owen | 4707899 | 17 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kimberly Annette Bass | 7403541 | 6 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Hall | 7365435 | 2 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alicia Daisy Brown | 2618554 | 4 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Frank Casco | 5829226 | 14 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Frank Casco | 5829226 | 14 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Frank Casco | 5829226 | 14 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erwin Transfiguracion Bisquera | 6171579 | 1 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Reynaldo Kyone Lindofuller | 7479121 | 5 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bridget Villaya Coleman | 4560384 | 9 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |