Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Howard Peters | 1696995 | 1 | 06/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Burrows | 2622078 | 7 | 06/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Michael Coring | 3007312 | 4 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Rivero | 5761669 | 2 | 06/09/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Binod Chapagain | 6337900 | 18 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc David Weber | 4061265 | 1 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Pancho Tomambo | 3190533 | 11 | 05/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Pancho Tomambo | 3190533 | 11 | 05/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Pancho Tomambo | 3190533 | 11 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zenaida Flores | 6460876 | 5 | 05/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |