Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marilou Isleta Tomambo | 4494916 | 4 | 07/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Allison Bell | 4569808 | 5 | 07/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Bernard Hill | 5837293 | 3 | 07/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Azury Puig | 5936812 | 1 | 07/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Howard Douglas Burkat | 2562988 | 1 | 06/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephanos Ignatios Tragellis | 6294526 | 10 | 06/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephanos Ignatios Tragellis | 6294526 | 10 | 06/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 17 | 06/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Renee Hoggard Jenkins | 7046984 | 2 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aronissa Markita Harris | 3169602 | 6 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |