Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Cole | 6887339 | 2 | 08/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darren Cole | 6887339 | 2 | 08/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Kevin Bronson | 6131748 | 5 | 07/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joy Payton | 7297472 | 1 | 07/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Frank Casco | 5829226 | 14 | 07/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall B Hunt | 7189930 | 6 | 07/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Anne Bynum | 4167635 | 2 | 07/19/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Charlotte Devor Oslund | 7330053 | 5 | 07/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Restituto Tadiar Montano | 2560778 | 4 | 07/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rocio Tovar Rodriguez | 5832113 | 3 | 07/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |