Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Owen | 4707899 | 17 | 09/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David James Krivsky | 5082458 | 2 | 09/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan de La Cruz Torres | 5791143 | 6 | 09/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Marie Cooney | 6241789 | 3 | 09/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Smith | 2491048 | 2 | 09/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Lynn Meier | 6333572 | 4 | 09/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tory Deandre Hunter | 6342430 | 6 | 09/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marilou Isleta Tomambo | 4494916 | 4 | 09/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Marie Cooney | 6241789 | 3 | 09/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drusila Acosta Lerma | 4959195 | 9 | 09/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |