Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Mary Fykes | 2854035 | 7 | 10/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Tanesha Love-Ezell | 7387389 | 3 | 10/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ingrid Ellis | 5861744 | 5 | 10/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ingrid Ellis | 5861744 | 5 | 10/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ingrid Ellis | 5861744 | 5 | 10/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Verne Neil Kaplan | 2092124 | 1 | 09/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Felicia Renee Webster | 2758986 | 1 | 09/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Celestine Hollan | 7355001 | 3 | 09/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin German | 7563417 | 9 | 09/27/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin German | 7563417 | 9 | 09/25/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |