Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Francis Watt | 2260122 | 1 | 11/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia M Johnson | 1930627 | 1 | 11/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Antrop-Gonzalez | 7681661 | 5 | 11/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clarence Terry | 2283387 | 4 | 11/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Marie Reno | 7451470 | 6 | 11/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Marie Reno | 7451470 | 6 | 11/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ingrid Ellis | 5861744 | 5 | 11/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Danielle Legan | 7634671 | 6 | 10/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Kevin Bronson | 6131748 | 5 | 10/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin German | 7563417 | 9 | 10/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |