Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamael Damon Harris | 4947039 | 6 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Frank Casco | 5829226 | 14 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Frank Casco | 5829226 | 14 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Kevin Bronson | 6131748 | 5 | 12/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elie Richard | 2068246 | 4 | 12/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Lee Brock | 4926692 | 2 | 12/02/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bianco Cruz | 4535551 | 1 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ingrid Ellis | 5861744 | 5 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Danielle Legan | 7634671 | 6 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Lynn Owen | 4707899 | 17 | 11/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |