Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramon Chavez-Nunez | 6917269 | 3 | 09/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Alberto Rivera-Vega | 2904962 | 2 | 09/03/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Colen Kendre Smith | 7555768 | 2 | 09/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Esther Aguiamos | 6985550 | 9 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Celestine Hollan | 7355001 | 4 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Esther Aguiamos | 6985550 | 9 | 08/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Alan Morris | 6374850 | 3 | 08/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Morris | 6374850 | 3 | 08/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 08/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 08/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |