Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Danielle Obrien | 4695280 | 6 | 01/04/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Laura Lynn Montecki | 7411107 | 1 | 01/04/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Richard Dameron | 1641769 | 8 | 01/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Frank Casco | 5829226 | 14 | 01/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dail Robertson | 6242856 | 12 | 12/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Dameron | 1641769 | 8 | 12/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Frank Casco | 5829226 | 14 | 12/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sergio Cabral | 6323440 | 1 | 12/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sithambara Sritharasarma | 6725977 | 8 | 12/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Andrew Christodoulou | 7537200 | 6 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |