Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin German | 7563417 | 9 | 02/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin German | 7563417 | 9 | 02/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Michele Rena Hearn-Jones | 6774324 | 5 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Dameron | 1641769 | 8 | 02/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 17 | 02/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 17 | 02/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Aronissa Markita Harris | 3169602 | 6 | 02/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Stephanos Ignatios Tragellis | 6294526 | 10 | 02/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michele Rena Hearn-Jones | 6774324 | 5 | 02/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jose Frank Casco | 5829226 | 14 | 02/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |