Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin G Kaiser | 1566753 | 10 | 05/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eloise Ione Lemay | 2610468 | 1 | 05/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lazaro Pena | 4401509 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andre Edward Jermaine Prince | 5660641 | 3 | 05/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Antrop-Gonzalez | 7681661 | 5 | 05/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Maritza Hernandez Gonzalez | 6113751 | 3 | 05/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Davina Agosto Wallace | 6780792 | 2 | 04/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natasha L Hunter | 6768143 | 2 | 04/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michele Rena Hearn-Jones | 6774324 | 5 | 04/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Rena Hearn-Jones | 6774324 | 5 | 04/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |